Frank SpitznagelCRD Number: 432356
Current Firm: The Coleridge Group LLC
Frank Spitznagel (CRD# 432356) is an Investment Advisor Representative working at The Coleridge Group LLC in Phoenix, AZ and has over 41 years of experience in the finance industry.
Aegis Wealth Partners, LLC
Dynamic Wealth Partners, LLC
|The Coleridge Group||Phoeniz, AZ||Jan 2018 - Current||5|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Jan 2018||3|
|Morgan Stanley Smith Barney||Irvine, CA||Aug 2010 - Jan 2018||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1982|
|S65||NASAA Investment Advisors Law Examination||Jul 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management13MILLIONS
Total Number of Accounts60ACCOUNTS
Average Account Value$220,537
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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