Peter SmithCRD Number: 1775585
Current Firm: Moors & Cabot, Inc.
Peter Smith (CRD# 1775585) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Phoenix, AZ and has over 26 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, LLC
|Moors & Cabot Inc.||Phoenix, AZ||Feb 2009 - Current||9|
|Ubs Financial Services Inc.||Phoenix, AZ||May 2001 - Feb 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1991|
|S66||NASAA Uniform Combined State Law Examination||Oct 2000|
Total Assets Under Management1,217MILLIONS
Total Number of Accounts2,486ACCOUNTS
Average Account Value$489,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CO, CT, DC, FL, GA, IA, IL, IN, LA, MD, ME, MI, MN, MO, NC, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI