Peter SmithCRD Number: 1775585
Current Firm: Moors & Cabot, Inc.
Peter Smith (CRD# 1775585) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Phoenix, AZ and has over 26 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Newman's Financial Planning
Woodbury Financial Services, Inc.
|Moors & Cabot Inc.||Phoenix, AZ||Feb 2009 - Current||8|
|Ubs Financial Services Inc.||Phoenix, AZ||May 2001 - Feb 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1991|
|S66||NASAA Uniform Combined State Law Examination||Oct 2000|
Total Assets Under Management1,058MILLIONS
Total Number of Accounts2,218ACCOUNTS
Average Account Value$477,163
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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