Scott Harris (CRD# 2649456) is an Investment Advisor Representative working at The Ameriflex Group in Phoenix, AZ and has over 24 years of experience in the finance industry. Scott Harris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5169178
J.p. Morgan Securities LLC
CRD# 6343741
Charles Schwab & Company, Inc.
CRD# 6344169
Mathis Wealth Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | Phoenix, AZ | Sep 2023 - Current | < 1 |
| The Ameriflex Group | Las Vegas, NV | Nov 2022 - Current | 1 |
| Scott Harris Financial Group | Phoenix, AZ | Jun 2022 - Current | 1 |
| Sagepoint Financial, Inc. | Phoenix, AZ | Nov 2022 - Sep 2023 | < 1 |
| Principal Securities Inc. | Phoenix, AZ | Feb 2009 - Nov 2022 | 13 |
| Principal Life Insurance Company | Phoenix, AZ | Feb 2009 - Nov 2022 | 13 |
| Harris Financial Group | Phoenix, AZ | May 2022 - Jun 2022 | < 1 |
| Lucca/harris Wealth Management | Phoenix, AZ | Apr 2017 - May 2018 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1999 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2005 |
- AZ
- TX
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Total Assets Under Management6,522MILLIONS
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Total Number of Accounts16,327ACCOUNTS
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Average Account Value$399,485
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WY
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