Kimberly Sparks (CRD# 2748868) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Piedmont, SC and has over 27 years of experience in the finance industry.
CRD# 5253310
Boundless Financial
CRD# 4456936
Apex Capital Management LLC
CRD# 6162753
Brookstone Wealth Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Cetera Investment Services LLC | Saint Cloud, MN | Dec 2015 - Current | 8 |
Cetera Investment Advisers LLC | Atlanta, GA | Dec 2015 - Current | 8 |
Cetera Financial Specialists LLC | Schaumburg, IL | Dec 2015 - Nov 2018 | 2 |
Cetera Advisor Networks LLC | El Segundo, CA | Dec 2015 - Nov 2018 | 2 |
Cetera Advisors LLC | Denver, CO | Dec 2015 - Nov 2018 | 2 |
First Allied Securities, Inc. | San Diego, CA | Dec 2015 - Nov 2018 | 2 |
Summit Brokerage Services, Inc. | Boca Raton, FL | Dec 2015 - Nov 2018 | 2 |
Girard Securities, Inc. | San Diego, CA | Dec 2015 - Nov 2017 | 1 |
Legend Equities Corporation | Palm Beach Gardens, FL | Dec 2015 - Dec 2016 | 1 |
Vsr Financial Services, Inc. | Overland Park, KS | Dec 2015 - Dec 2016 | 1 |
Investors Capital Corp. | Lynnfield, MA | Dec 2015 - Nov 2016 | < 1 |
Lpl Financial | Charlotte, NC | Oct 2013 - Nov 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1996 |
S66 | NASAA Uniform Combined State Law Examination | May 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- SC
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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