Diane Stokes, financial advisor Pikes Road AL

Diane Stokes

CRD Number: 4615340
Current Firm: State Farm Investment Management Corp.

Diane Stokes (CRD# 4615340) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Pikes Road, AL and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
State Farm Investment Management Corp Pike Road, AL Apr 2022 - Current 2
Diane Stokes Insurance Agency Pikes Road, AL Mar 2011 - Current 13
State Farm Vp Management Corp. Pikes Road, AL Mar 2011 - Current 13
State Farm Investment Management Corp Pike Road, AL Aug 2018 - Jun 2019 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2003
S65 NASAA Investment Advisors Law Examination Mar 2022
Contact Info for Diane S. Stokes
Phone Number: 800-447-0740
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    10,165
    MILLIONS
  • Total Number of Accounts
    4
    ACCOUNTS
  • Average Account Value
    $2,541,134,043
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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