Joseph Paulie, financial advisor Pittsburg KS
93 score

Joseph Paulie

CRD Number: 4555913
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

Joseph Paulie (CRD# 4555913) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Pittsburg, KS and has over 14 years of experience in the finance industry.

Similar Advisors
Paula Helms, financial advisor Pittsburg KS
Paula M. Helms
CRD# 4163573
Sagepoint Financial, Inc.
Score
96
Similar Advisors
Tony Kinnaird, financial advisor Pittsburg KS
Tony L. Kinnaird
CRD# 5619468
Wells Fargo Advisors, LLC
Score
96
Similar Advisors
Howard Ogden, financial advisor Pittsburg KS
Howard D. Ogden
CRD# 1975138
Money Concepts Advisory Service
Score
96
Company Name Location Dates Years
National Planning Corporation Parson, KS Oct 2007 - Current 9
M&i Brokerage Services Pittsburgh, KS Oct 2006 - Oct 2007 1
Heartland Financial Advisors Group, Inc. Pittsburg, KS May 2004 - Oct 2006 2
American General Securities Incorporated Pittsburg, KS Oct 2002 - Oct 2006 4
Aig American General Life Insurance Company Pittsburg, KS Oct 2002 - Oct 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2002
S65 NASAA Investment Advisors Law Examination Feb 2004
Contact Info for Joseph M. Paulie
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • AR
  • KS
  • MO
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Joseph Paulie and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.