James Herrington (CRD# 4086845) is an Investment Advisor Representative working at Herrington Investment Solutions in Pittsburgh, PA and has over 23 years of experience in the finance industry.
CRD# 3221992
Cetera Investment Advisers LLC
CRD# 5335512
Lpl Financial LLC
CRD# 1498908
Robert W. Baird & Company Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| West Virginia Investment Management Board | Charleston, WV | Oct 2008 - Current | 15 |
| Herrington Investment Solutions | Pittsburgh, PA | Apr 2002 - Current | 22 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2000 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- NV
- OH
- PA
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Total Assets Under Management4MILLIONS
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Total Number of Accounts22ACCOUNTS
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Average Account Value$162,119
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Other
CA, NV, OH, PA
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