Carol AlfordCRD Number: 2619104
Current Firm: State Farm Investment Management Corp.
Carol Alford (CRD# 2619104) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Plainview, TX and has over 28 years of experience in the finance industry.
Ameriprise Financial Services, LLC
|State Farm Investment Management Corp||Plainview, TX||Nov 2018 - Current||4|
|Carol Alfordinsurance Agency||Plainview, TX||Dec 2005 - Current||17|
|State Farm Vp Management Corp||Plainview, TX||Jun 2005 - Current||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1995|
|S65||NASAA Investment Advisors Law Examination||Oct 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management9,289MILLIONS
Total Number of Accounts4ACCOUNTS
Average Account Value$2,322,169,176
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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