James Richards (CRD# 2680389) is an Investment Advisor Representative working at Nobles & Richards Advisors, LLC in Plano, TX and has over 18 years of experience in the finance industry.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dcmb Securities, Inc. | Houston, TX | May 2023 - Current | 1 |
| Allocations Securities, LLC | Santa Rosa, CA | Jan 2022 - Current | 2 |
| Navidar Group LLC | Austin, TX | Apr 2021 - Current | 3 |
| New Investor World, LLC | Plano, TX | Oct 2020 - Current | 3 |
| Silver King Capital Partners, LLC | Dallas, TX | Sep 2020 - Current | 3 |
| Investment Visa Consultants, LLC | Los Osos, CA | Jul 2019 - Current | 4 |
| Reef Securities | Richardson, TX | Oct 2018 - Current | 5 |
| Gpp Securities, LLC | Greenwich, CT | Aug 2018 - Current | 5 |
| Nobles & Richards Advisors, LLC | Plano, TX | Mar 2015 - Current | 9 |
| Venturis Therapeutics, Inc. | Las Vegas, NV | Sep 2014 - Current | 9 |
| University Of Texas At Dallas | Richarson, TX | Jun 2009 - Current | 14 |
| Nobles & Richards, Inc. | Plano, TX | Oct 2007 - Current | 16 |
| New Investor World Incorporated | Dallas, TX | May 2001 - Current | 23 |
| Texas Business Capital | Dallas, TX | Dec 2000 - Current | 23 |
| Collin County Community College | Plano, TX | Jan 1997 - Current | 27 |
| Chapwood Securities | Plano, TX | Jan 2022 - Jun 2023 | 1 |
| Government Capital Securities Corporation | Irving, TX | Feb 1999 - Aug 2020 | 21 |
| Lion Street Financial, LLC | Dallas, TX | Mar 2013 - May 2020 | 7 |
| Isc Advisors | Dallas, TX | Apr 2014 - Oct 2018 | 4 |
| Chestnut Energy Partners, Inc. | Dallas, TX | Mar 2015 - Sep 2016 | 1 |
| Xponential, Inc. | Fort Worth, TX | Apr 2001 - Nov 2015 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2008 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- A percentage of assets under your management
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- Financial planning services
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- Portfolio management for businesses (other than small businesses) or institutional clients
TX
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