Lucien CraigCRD Number: 1785449
Current Firm: Level Four Advisory Services
Lucien Craig (CRD# 1785449) is an Investment Advisor Representative working at Level Four Advisory Services in Plano, TX and has over 30 years of experience in the finance industry.
Khp Capital LLC
Vanderpal Capital Management LLC
Summit Financial Group Inc.
|Level Four Advisory Services||Houston, TX||Oct 2014 - Current||3|
|Lpl Financial, LLC||Brookshire, TX||Mar 2011 - Current||7|
|Tdecu Wealth Advisors||Pearland, TX||Jul 2010 - Sep 2014||4|
|Cuna Mutual Group||Waverly, IA||Jul 2010 - Feb 2011||< 1|
|Lincoln Financial Securities Corporation||Katy, TX||Apr 2009 - Apr 2010||1|
|Level Four Advisory Services||Plano, TX||Apr 2009 - Apr 2010||1|
|Zacks Investment Management||Chicago, IL||Jan 2006 - Apr 2009||3|
|Zacks & Company||Chicago, IL||Jan 2006 - Apr 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1988|
|S65||NASAA Investment Advisors Law Examination||Jun 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Judgments / Liens
Total Assets Under Management2,211MILLIONS
Total Number of Accounts7,794ACCOUNTS
Average Account Value$283,717
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, AR, AZ, CA, CO, DC, DE, FL, GA, IA, IL, IN, KY, LA, MI, MN, MO, MS, NC, ND, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY
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