Mark Kim, financial advisor Plano TX
90 score

Mark Kim

CRD Number: 5946328
Current Firm: Transamerica Financial Advisors, Inc.

Mark Kim (CRD# 5946328) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Plano, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Sunmore Kansas Partners, LLC Midland, TX Jun 2012 - Current 4
Transamerica Financial Advisors, Inc. Plano, TX Jan 2012 - Current 4
Transamerica Financial Advisors, Inc. Plano, TX Jan 2012 - Current 4
Sunmore Oklahoma Partners LLC Midland, TX Jul 2011 - Current 5
World Financial Group, Inc. Plano, TX May 2011 - Current 5
Flying Apex, LLC Frisco, TX Jan 2009 - Current 7
Double Brothers, LLC Frisco, TX Jun 2008 - Current 8
Ekb Enterprises, LLC Parker, TX Jun 2006 - Current 10
Headstrong, A Genpact Company Dallas, TX Jan 2012 - Apr 2012 < 1
World Group Securities, Inc. Plano, TX Sep 2011 - Jan 2012 < 1
Investment Advisors International, Inc. Plano, TX Aug 2011 - Jan 2012 < 1
Headstrong, A Genpact Company Dallas, TX May 1991 - Dec 2011 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2011
S65 NASAA Investment Advisors Law Examination Jun 2011
Contact Info for Mark O. Kim
Phone Number: 727-299-1800
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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