Steve TepperCRD Number: 5424187
Current Firm: Northstar Financial Planners, Inc.
Steve Tepper (CRD# 5424187) is an Investment Advisor Representative working at Northstar Financial Planners, Inc. in Plantation, FL and has over 9 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Northstar Financial Planners||Plantation, FL||May 2007 - Current||10|
|Etrade Professionals||Weston, FL||Dec 2005 - Apr 2007||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Nov 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management123MILLIONS
Total Number of Accounts585ACCOUNTS
Average Account Value$209,933
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, LA, NY, TX