Daniel Goodman (CRD# 6167970) is an Investment Advisor Representative working at Sierra Pacific Financial Advisors in Pleasanton, CA and has over 10 years of experience in the finance industry. Daniel Goodman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3262592
Captrust
CRD# 4105009
Lowery Thomas, LLC
CRD# 1245314
Wealth & Tax Planners LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sierra Pacific Financial Advisors, LLC | Pleasanton, CA | Jul 2020 - Current | 3 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jun 2016 - Jun 2020 | 4 |
| David J Eisenhauer | Pleasanton, CA | May 2014 - Jun 2020 | 6 |
| Northwestern Mutual Investment Services, LLC | Pleasanton, CA | Dec 2013 - Jun 2020 | 6 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Feb 2013 - May 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management162MILLIONS
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Total Number of Accounts358ACCOUNTS
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Average Account Value$452,877
- A percentage of assets under your management
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- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA
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