James Maxwell (CRD# 1510156) is an Investment Advisor Representative working at Maxwell Wealth in Pleasanton, CA and has over 37 years of experience in the finance industry.
CRD# 3262592
Captrust
CRD# 4105009
Lowery Thomas, LLC
CRD# 1245314
Wealth & Tax Planners LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Maxwell Wealth Strategies Inc. | Pleasanton, CA | Oct 2021 - Current | 2 |
| 275 Birch Lakes LLC | Pleasanton, CA | Jan 2018 - Current | 6 |
| Maxwell Wealth Strategies Inc. | Pleasanton, CA | May 2015 - Current | 9 |
| Raymond James Financial Services, Inc. | Pleasanton, CA | May 2015 - Dec 2021 | 6 |
| Raymond James Financial Services Advisors Inc. | Pleasanton, CA | May 2015 - Dec 2021 | 6 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - May 2015 | < 1 |
| Morgan Stanley | Pleasanton, CA | Jun 2009 - May 2015 | 5 |
| Morgan Stanley | Pleasanton, CA | Jun 2007 - May 2015 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1987 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1997 |
- CA
- TX
-
Total Assets Under Management231MILLIONS
-
Total Number of Accounts645ACCOUNTS
-
Average Account Value$358,263
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, OR, TX, UT
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