Thomas Walls, financial advisor Plymouth Meeting PA

Thomas Walls

CRD Number: 1105863
Current Firm: Lombard Advisers Incorporated

Thomas Walls (CRD# 1105863) is an Investment Advisor Representative working at Lombard Advisers Incorporated in Plymouth Meeting, PA and has over 39 years of experience in the finance industry.

Similar Advisors
Mark Abbonizio, financial advisor Plymouth Meeting PA
Mark D. Abbonizio
CRD# 6180296
Oppenheimer & Company Inc.
Similar Advisors
Joseph Abbruzzi, financial advisor Plymouth Meeting PA
Joseph R. Abbruzzi
CRD# 1272342
Lpl Financial LLC
Similar Advisors
Brandon Abe, financial advisor Plymouth Meeting PA
Brandon J. Abe
CRD# 6436358
Planning Capital Management Corp.
Company Name Location Dates Years
Lombard Advisers Incorporated Plymouth Meeting, PA Feb 2000 - Current 22
Lombard Securities Incorporated Plymouth Meeting, PA Dec 1999 - Current 22
North American Life Assurance Co Phila, PA May 1982 - Current 40
Mutual Of New York Warrington, PA Apr 1981 - Current 41
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1983
S65 NASAA Investment Advisors Law Examination May 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas S. Walls
Phone Number: 410-342-1300
Firm Website: http://www.golombard.com
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    255
    MILLIONS
  • Total Number of Accounts
    971
    ACCOUNTS
  • Average Account Value
    $262,133
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CO, DE, FL, IA, IL, LA, MD, MO, NC, NJ, NY, OH, PA, SC, TN, TX, VA, WV

Ready to hire a financial advisor? Get competitive proposals from Thomas Walls and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.