Julio Roque (CRD# 4368837) is an Investment Advisor Representative working at Synovus Securities, Inc. in Fort Lauderdale, FL and has over 22 years of experience in the finance industry.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 4563511
Efg Asset Management (americas) Corp.
CRD# 1235698
World Equity Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Synovus Securities, Inc. | Fort Lauderdale, FL | Dec 2022 - Current | 1 |
| Synovus Bank | Fort Lauderdale, FL | Dec 2022 - Current | 1 |
| Synovus Securities Inc. | Weston, FL | Aug 2019 - Dec 2022 | 3 |
| Synovus Bank | Weston, FL | Aug 2019 - Dec 2022 | 3 |
| Cetera Investment Services LLC | St. Cloud, MN | Feb 2017 - Aug 2019 | 2 |
| Regions Bank | Coral Gables, FL | Nov 2016 - Aug 2019 | 2 |
| Bank Of America, N.a. | Fort Lauderdale, FL | Jan 1990 - Aug 2016 | 26 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale, FL | Oct 2009 - Jul 2016 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management6,242MILLIONS
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Total Number of Accounts12,037ACCOUNTS
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Average Account Value$518,601
- A percentage of assets under your management
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