Christopher PenfieldCRD Number: 5498596
Current Firm: Vigilant Capital Management, LLC
Christopher Penfield (CRD# 5498596) is an Investment Advisor Representative working at Vigilant Capital Management, LLC in Portland, ME and has over 5 years of experience in the finance industry. Christopher Penfield has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
F L Putnam Investment Management Company
Saltwater Harbor Financial LLC
Cuna Brokerage Services, Inc.
|Vigilant Capital Management, LLC||Portland, ME||Nov 2012 - Current||4|
|The Colony Group, LLC||Boston, MA||Jul 2012 - Oct 2012||< 1|
|Mintz Levin Financial Advisors||Boston, MA||Feb 2011 - Jun 2012||1|
|Mintz Levin Financial Advisors||Boston, MA||May 2009 - Jan 2011||1|
|Bentley University||Waltham, MA||Sep 2005 - May 2009||3|
|Mintz Levin Financial Advisors||Boston, MA||Jun 2008 - Apr 2009||< 1|
|Ameriprise Financial||Wellesley, MA||Oct 2007 - May 2008||< 1|
|Shaws Grocery||Stow, MA||Dec 2004 - Sep 2007||2|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Mar 2011|
Total Assets Under Management675MILLIONS
Total Number of Accounts701ACCOUNTS
Average Account Value$962,934
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, CT, FL, MA, MD, ME, NH, NY, SC, TX, UT, VA, VT
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