David Smith (CRD# 7330481) is an Investment Advisor Representative working at Portland Global Advisors LLC in Portland, ME and has over 3 years of experience in the finance industry.
CRD# 6528663
Ubs Financial Services Inc.
CRD# 2883211
R M Davis Inc.
CRD# 4862526
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Portland Global Advisors, LLC | Portland, ME | Dec 2020 - Current | 3 |
| Not Employed | Windham, ME | Aug 2020 - Dec 2020 | < 1 |
| Marcum LLP | Portland, ME | Jan 2019 - Aug 2020 | 1 |
| Dawson, Smith, Purvis & Bassett, P.a. | Portland, ME | Oct 1990 - Jan 2019 | 28 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Feb 2021 |
- ME
- TX
-
Total Assets Under Management895MILLIONS
-
Total Number of Accounts813ACCOUNTS
-
Average Account Value$1,100,404
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Other
AZ, CA, FL, MA, ME, NH, NY, PA, TX, VT
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