Damian Rothermel, financial advisor Portland OR
86 score

Damian Rothermel

CRD Number: 3095845
Current Firm: Usa Financial Securities Corporation

Damian Rothermel (CRD# 3095845) is an Investment Advisor Representative working at Usa Financial Securities Corporation in Portland, OR and has over 18 years of experience in the finance industry. Damian Rothermel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Rothermel Financial Services LLC Portland, OR Jul 2012 - Current 4
Usa Financial Securities Corporation Ada, MI Jun 2012 - Current 4
Liberty Capital Investment Corporation Portland, OR Dec 2010 - Jun 2012 1
Ameriprise Financial Services, Inc. Lake Oswego, OR Oct 2009 - Dec 2010 1
H&r Block Financial Advisors, Inc. San Francisco, CA Mar 2002 - Dec 2010 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Sep 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Damian C. Rothermel
Phone Number: 888-407-8198
Registered State(s):
  • CA
  • OR
  • WA
  • OH
By the Numbers
  • Total Assets Under Management
    173
    MILLIONS
  • Total Number of Accounts
    1,466
    ACCOUNTS
  • Average Account Value
    $117,745
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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