James HolstCRD Number: 1007503
Current Firm: Sloy Dahl & Holst Inc.
James Holst (CRD# 1007503) is an Investment Advisor Representative working at Sloy Dahl & Holst Inc. in Portland, OR and has over 33 years of experience in the finance industry.
Secondhalf Planning & Investment, LLC
Cable Hill Partners, LLC
Nw Tax & Wealth Advisory Group, Inc.
|Sloy, Dahl & Holst, Inc.||Portland, OR||Apr 1988 - Current||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1983|
|S65||NASAA Investment Advisors Law Examination||Jan 1996|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Civil Judgement
Total Assets Under Management691MILLIONS
Total Number of Accounts756ACCOUNTS
Average Account Value$914,402
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, OR, TX, WA