Mary LockeCRD Number: 1268397
Current Firm: Transamerica Financial Advisors, Inc.
Mary Locke (CRD# 1268397) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Portland, OR and has over 20 years of experience in the finance industry.
Secondhalf Planning & Investment, LLC
Smb Financial Services, Inc.
Cable Hill Partners, LLC
|Ockley Green Middle School Pta||Portland, OR||Jan 2017 - Current||1|
|Transamerica Financial Advisors, Inc.||Madison, WI||Jan 2012 - Current||6|
|World Financial Group||Duluth , GA||Jun 2001 - Current||17|
|Investment Advisor International||Duluth, GA||Jul 2003 - Dec 2011||8|
|World Group Securities, Inc.||Duluth, GA||Apr 2002 - Dec 2011||9|
|Finished Works Construction Inc.||Portland, OR||Jun 2004 - Dec 2010||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
|S66||NASAA Uniform Combined State Law Examination||Jun 2003|
Total Assets Under Management969MILLIONS
Total Number of Accounts14,750ACCOUNTS
Average Account Value$65,719
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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