Thomas Steffey (CRD# 2267412) is an Investment Advisor Representative working at Hazard & Siegel Advisory Services LLC in Punxsutawney, PA and has over 31 years of experience in the finance industry.
CRD# 6994913
Edward Jones
CRD# 6131335
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2395434
Ameritas Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hazard & Siegel Inc. | Dewitt, NY | Feb 2021 - Current | 3 |
| Hazard & Siegel Advisory Services LLC | Dewitt, NY | Feb 2021 - Current | 3 |
| Steffey Financial Services | Punxsutawney, PA | Dec 1996 - Current | 27 |
| Cadaret, Grant & Company, Inc. | Punxsutawney, PA | Feb 1997 - Feb 2021 | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1992 |
- PA
-
Total Assets Under Management342MILLIONS
-
Total Number of Accounts294ACCOUNTS
-
Average Account Value$1,164,847
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, CO, CT, FL, MA, MD, NC, NY, OH, PA, SC, TX, VA
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