Michael Dowd (CRD# 1272134) is an Investment Advisor Representative working at Seacrest Wealth Management, LLC in Purchase, NY and has over 38 years of experience in the finance industry.
CRD# 5146297
Origin Financial
CRD# 2626796
Lincoln Financial Advisors Corporation
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Seacrest Wealth Management | Purchase, NY | Sep 2016 - Current | 6 |
| Purshe Kaplan Sterling Investments | Albany, NY | Sep 2016 - May 2019 | 2 |
| Bank Of America, N.a. | Stamford, CT | Nov 2011 - Jun 2016 | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford, CT | Jun 2011 - Jun 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1984 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management1,115MILLIONS
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Total Number of Accounts4,125ACCOUNTS
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Average Account Value$270,251
- A percentage of assets under your management
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