William SatherCRD Number: 1309347
Current Firm: Seacrest Investment Management, LLC
William Sather (CRD# 1309347) is an Investment Advisor Representative working at Seacrest Investment Management, LLC in Purchase, NY and has over 33 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Axa Advisors, LLC
|Morgan Stanley Private Bank, N.a.||New York, NY||Feb 2016 - Current||1|
|Morgan Stanley Smith Barney LLC||Westport, CT||Jan 2016 - Current||2|
|Unemployed||Weston, CT||Jun 2015 - Dec 2015||< 1|
|Morgan Stanley Smith Barney LLC||Greenwich, CT||Sep 2013 - Jun 2015||1|
|Purshe Kaplan Sterling Investments||Albany, NY||Apr 2008 - Sep 2013||5|
|Seacrest Investment Management, LLC||Purchase, NY||Oct 2006 - Sep 2013||6|
|Unemployed||Weston, CT||Apr 2006 - Oct 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1984|
|S66||NASAA Uniform Combined State Law Examination||Apr 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management136MILLIONS
Total Number of Accounts58ACCOUNTS
Average Account Value$2,345,310
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, FL, MI, NY, SD, TX
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