Benjamin Harris, financial advisor Quincy IL

Benjamin Harris

CRD Number: 6909308
Current Firm: Empower Advisory Group, LLC

Benjamin Harris (CRD# 6909308) is an Investment Advisor Representative working at Empower Advisory Group, LLC in Quincy, IL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Empower Advisory Group, LLC Greenwood Village, CO Feb 2024 - Current < 1
Empower Financial Services, Inc. Greenwood Village, CO Jan 2024 - Current < 1
Unemployed Quincy, IL Aug 2023 - Dec 2023 < 1
Wells Fargo Clearing Services, LLC Clearwater, FL Sep 2022 - Jul 2023 < 1
Wells Fargo Bank, Na Clearwater, FL Sep 2022 - Jul 2023 < 1
Lpl Financial Clayton, MO Feb 2022 - Jul 2022 < 1
Bmo Harris Bank Clayton, MO Feb 2022 - Jul 2022 < 1
J.p. Morgan Securities LLC St. Louis, MO Nov 2019 - Feb 2022 2
Jpmorgan Chase Bank, N.a. St. Louis, MO Nov 2019 - Feb 2022 2
Regions Bank Saint Louis, MO Aug 2019 - Nov 2019 < 1
Kemper Corporation Saint Louis, MO Jul 2019 - Jul 2019 < 1
Northwestern Mutual Springfield, IL May 2018 - Jun 2019 1
Northwestern Mutual Investment Services, LLC Quincy, IL Jan 2018 - May 2019 1
Quincy University Quincy, IL Aug 2017 - May 2019 1
Titan International Quincy, IL Jan 2018 - Apr 2018 < 1
Knights Of Columbus Quincy, IL Sep 2013 - Aug 2017 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2020
S65 NASAA Investment Advisors Law Examination Feb 2024
Contact Info for Benjamin Harris
Phone Number: 866-575-4977
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    134,279
    MILLIONS
  • Total Number of Accounts
    188,739
    ACCOUNTS
  • Average Account Value
    $711,454
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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