Derick Shoff, financial advisor Raleigh NC
93 score

Derick Shoff

CRD Number: 1140640
Current Firm: Captrust

Derick Shoff (CRD# 1140640) is an Investment Advisor Representative working at Captrust in Raleigh, NC and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Captrust Raleigh, NC Apr 2015 - Current 1
Capfinancial Partners, LLC Raleigh, NC Jan 2007 - Current 9
Linsco/private Ledger Corp. Quakertown, PA Nov 1994 - Jan 2007 12
Plan Advisory Services, Inc. Doylestown, PA Jul 1994 - Dec 2006 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1986
S65 NASAA Investment Advisors Law Examination Mar 1993
Contact Info for Derick D. Shoff
Phone Number: 919-870-6822
Registered State(s):
  • NC
  • PA
By the Numbers
  • Total Assets Under Management
    173,567
    MILLIONS
  • Total Number of Accounts
    3,747
    ACCOUNTS
  • Average Account Value
    $46,321,716
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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