Joseph BroughtonCRD Number: 1140958
Current Firm: Bb&t Securities, LLC
Joseph Broughton (CRD# 1140958) is an Investment Advisor Representative working at Bb&t Securities, LLC in Raleigh, NC and has over 33 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Bb&t Securities, LLC||Raleigh, NC||Jan 2013 - Current||4|
|Scott & Stringfellow, Inc.||Raleigh, NC||May 1999 - Current||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1984|
|S65||NASAA Investment Advisors Law Examination||Jun 1995|
Total Assets Under Management11,707MILLIONS
Total Number of Accounts19,348ACCOUNTS
Average Account Value$605,078
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)