Spencer FittsCRD Number: 5512041
Current Firm: Northwestern Mutual Investment Services,llc
Spencer Fitts (CRD# 5512041) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Raleigh, NC and has over 9 years of experience in the finance industry. Spencer Fitts has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||1|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Apr 2008 - Current||9|
|Northwestern Mutual Investment Services, LLC||Raleigh, NC||Apr 2008 - Current||9|
|Northwestern Mutual Investment Services LLC||Raleigh, NC||Feb 2013 - Mar 2016||3|
|Ctx Mortgage||Raleigh, NC||Feb 2008 - Apr 2008||< 1|
|Weststar Mortgage||Woodbridge, VA||Oct 2007 - Jan 2008||< 1|
|Megastar Mortgage||Denver, CO||Sep 2007 - Oct 2007||< 1|
|Comunity Lending||Morgan Hill, CA||Nov 2003 - Aug 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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