Timothy Nugent (CRD# 4165945) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Raleigh, NC and has over 14 years of experience in the finance industry. Timothy Nugent has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First Citizens Bank | Raleigh, NC | May 2019 - Current | 5 |
| First Citizens Investor Services | Raleigh, NC | May 2019 - Current | 5 |
| First Citizens Investor Services | Raleigh, NC | Jun 2017 - May 2019 | 1 |
| First Citizens Bank | Raleigh, NC | Sep 2016 - May 2019 | 2 |
| Suntrust Advisory Services | Atlanta, GA | Sep 2016 - Sep 2016 | < 1 |
| Suntrust Investment Services Inc. | Atlanta, GA | Dec 2014 - Sep 2016 | 1 |
| Suntrust Bank | Raleigh, NC | Jun 2014 - Dec 2014 | < 1 |
| Fidelity Brokerage Services LLC | Durham, NC | Jun 2013 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2009 |
- NC
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Total Assets Under Management1,729MILLIONS
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Total Number of Accounts6,086ACCOUNTS
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Average Account Value$284,149
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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