Nixon James (CRD# 5625909) is an Investment Advisor Representative working at Shepherd Advisor in Rancho Cucamonga, CA and has over 13 years of experience in the finance industry. Nixon James has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 2513561
Householder Group Estate & Retirement Specialists
CRD# 1622075
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Shepherd Advisor LLC | Rancho Cucamonga, CA | Oct 2023 - Current | < 1 |
| Lexaurum Advisors, LLC | Overland Park, KS | Nov 2019 - Current | 4 |
| Shepherd Advisor LLC | Rancho Cucamonga, CA | Nov 2019 - Current | 4 |
| U.s. Bancorp Investments, Inc. | San Diego, CA | Aug 2019 - Nov 2019 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ontario, CA | Mar 2012 - Sep 2019 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2010 |
- CA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA
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