Howard Rubin (CRD# 5836057) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Rancho Mirage, CA and has over 13 years of experience in the finance industry. Howard Rubin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4445351
Morgan Stanley
CRD# 7008774
Raymond James & Associates, Inc.
CRD# 2965820
Fortem Financial Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Mar 2024 - Current | < 1 |
| Transitions Financial Planning | Idyllwild, CA | Jul 2023 - Current | < 1 |
| Cetera Advisors LLC | St Cloud, MN | Jan 2023 - Current | 1 |
| Transitions Life Planning | Idyllwild, CA | Jan 2023 - Current | 1 |
| Howard Jay Magician | Idyllwild, CA | Mar 1971 - Current | 53 |
| Oneamerica Securities | Idyllwild, CA | Jun 2022 - Jan 2023 | < 1 |
| American United Life | Idyllwild, CA | Dec 2021 - Jan 2023 | 1 |
| Mml Investors Services, LLC | Brea, CA | Mar 2017 - Jun 2022 | 5 |
| Massachusetts Mutual Life Insurance Company | Brea, CA | Mar 2017 - Jun 2022 | 5 |
| Self-employed | Home Based, CA | Mar 1986 - Jun 2022 | 36 |
| Msi Financial Services | Murrieta, CA | Jul 2016 - Mar 2017 | < 1 |
| Metlife Securities | Murrieta, CA | Aug 2010 - Jul 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2010 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
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