Roy Elliott, financial advisor San Diego CA

Roy Elliott

CRD Number: 4466770
Current Firm: Lido

Roy Elliott (CRD# 4466770) is an Investment Advisor Representative working at Lido in San Diego, CA and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Lido Advisors, LLC San Diego, CA May 2023 - Current < 1
First Republic Securities Company, LLC San Diego, CA Jan 2019 - May 2023 4
First Republic Investment Management, Inc. San Diego, CA Jan 2019 - May 2023 4
Wells Fargo Clearing Services, LLC Rancho Santa Fe, CA Nov 2016 - Jan 2019 2
Wells Fargo Advisors LLC Rancho Santa Fe, CA Jan 2011 - Nov 2016 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2001
Contact Info for Roy M. Elliott
Phone Number: 310-278-8232
Registered State(s):
  • AZ
  • CA
  • CO
  • FL
  • GA
  • HI
  • ID
  • MI
  • MT
  • NV
  • NJ
  • NY
  • NC
  • OH
  • SD
  • TX
  • UT
  • WA
By the Numbers
  • Total Assets Under Management
    13,102
    MILLIONS
  • Total Number of Accounts
    12,641
    ACCOUNTS
  • Average Account Value
    $1,036,474
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, PR, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY

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