David Rockett, financial advisor Raymond WA

David Rockett

CRD Number: 6185247
Current Firm: Eagle Strategies LLC

David Rockett (CRD# 6185247) is an Investment Advisor Representative working at Eagle Strategies LLC in Raymond, WA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Rockett & Son, Llc D/b/a Rockett Financial Raymond, WA Aug 2019 - Current 4
Eagle Strategies LLC Tacoma, WA Jul 2019 - Current 4
Nylife Securities LLC Tacoma, WA Jun 2019 - Current 4
New York Life Insurance Company Tacoma, WA May 2019 - Current 4
Rognlins Aberdeen, WA Sep 2017 - Mar 2021 3
S.e.a. Construction Raymond, WA Nov 2015 - Sep 2018 2
Quigg Brothers Inc. Aberdeen, WA Dec 2015 - Sep 2017 1
Unemployed Raymond, WA May 2015 - Nov 2015 < 1
Grays Harbor College Aberdeen, WA Aug 2014 - Sep 2015 1
Grays Harbor College Aberdeen, WA Sep 2014 - May 2015 < 1
Pacific Public Works Raymond, WA Jun 2014 - Aug 2014 < 1
Home Schooled Raymond, WA May 2009 - Jun 2014 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2019
Contact Info for David T. Rockett
Phone Number: (888) 695-3245
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    20,358
    MILLIONS
  • Total Number of Accounts
    95,287
    ACCOUNTS
  • Average Account Value
    $213,647
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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