Edward Bao (CRD# 1281854) is an Investment Advisor Representative working at Smallwood Wealth Management in Red Bank, NJ and has over 15 years of experience in the finance industry. Edward Bao has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2130640
Ameriprise Financial Services, LLC
CRD# 700067
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1863193
Primerica Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Smallwood Investment Wealth Management, LLC | Red Bank, NJ | Oct 2017 - Current | 6 |
| Smallwood Associates, Ltd | Red Bank, NJ | May 2017 - Current | 6 |
| Purshe Kaplan Sterling Investments | Albany, NY | Nov 2016 - Current | 7 |
| Hanlon Investment Management D/b/a Smallwood Wealth Management | Egg Harbor Township, NJ | Nov 2016 - Oct 2017 | < 1 |
| Commonwealth Financial Network | Waltham, MA | May 2011 - Oct 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2008 |
- NJ
- NC
-
Total Assets Under Management263MILLIONS
-
Total Number of Accounts874ACCOUNTS
-
Average Account Value$300,426
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, GA, NC, NH, NJ, NY, PA, SC, TX, VA
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