Edward Bao, financial advisor Red Bank NJ
96 score

Edward Bao

CRD Number: 1281854
Current Firm: Smallwood Wealth Investment Management, LLC

Edward Bao (CRD# 1281854) is an Investment Advisor Representative working at Smallwood Wealth Investment Management, LLC in Red Bank, NJ and has over 9 years of experience in the finance industry. Edward Bao has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Smallwood Investment Wealth Management, LLC Red Bank, NJ Oct 2017 - Current < 1
Smallwood Associates, Ltd Red Bank, NJ May 2017 - Current 1
Purshe Kaplan Sterling Investments Albany, NY Nov 2016 - Current 1
Hanlon Investment Management D/b/a Smallwood Wealth Management Egg Harbor Township, NJ Nov 2016 - Oct 2017 < 1
Commonwealth Financial Network Waltham, MA May 2011 - Oct 2016 5
Securities America, Inc. Shrewsbury, NJ Jul 2008 - Apr 2011 2
Securities America Advisors, Inc. Shrewsbury, NJ Jul 2008 - Apr 2011 2
Unemployed Shrewsbury, NJ Apr 2008 - Jun 2008 < 1
Jefferies Execution Services, Inc. New York, NY Nov 2002 - Apr 2008 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2008
Contact Info for Edward E. Bao
Phone Number: (732) 542-1565
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    124
    MILLIONS
  • Total Number of Accounts
    215
    ACCOUNTS
  • Average Account Value
    $576,872
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL, GA, NH, NJ, NY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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