Mark Faccone (CRD# 3112389) is an Investment Advisor Representative working at The Private Client Advisory Group, LLC in Manasquan, NJ and has over 25 years of experience in the finance industry. Mark Faccone has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2083423
Main Street Financial Solutions, LLC
CRD# 4874990
Prudential Financial Planning Services
CRD# 2130640
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Private Client Advisory Group LLC | Manasquan, NJ | Oct 2020 - Current | 3 |
| Lpl Financial, LLC | Manasquan, NJ | Feb 2018 - Current | 6 |
| Mark A. Faccone, Sole Proprietor | Red Bank, NJ | Jun 2017 - Current | 6 |
| The Private Client Advisory Group LLC | Red Bank, NJ | Apr 2017 - Current | 7 |
| Fortis Group Advisors, LLC | Red Bank, NJ | Apr 2018 - Mar 2021 | 2 |
| Lpl Financial LLC | Red Bank, NJ | Feb 2018 - Aug 2018 | < 1 |
| Invest Financial Corporation | Tampa, FL | May 2005 - Feb 2018 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1998 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management53MILLIONS
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Total Number of Accounts198ACCOUNTS
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Average Account Value$269,677
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
FL, MD, NJ, NY, PA, VA
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