Kai Chen (CRD# 2916984) is an Investment Advisor Representative working at Oceaniq Capital, LLC in Redwood Shores, CA and has over 15 years of experience in the finance industry. Headquartered in Silicon Valley, OceanIQ Capital is a diversified investment management firm operating as a global multi-family office. Our investment focus include cross-border wealth management, direct investment, and income real estate.
Kai is the Founder & Managing Director of OceanIQ Capital. As the company head, his primary role is to provide strategic vision, investment advisory, and relationship management. He started his investment management career at Goldman Sachs Private Wealth Management, specializing in asset allocation and investment strategies. He later spent 12 years at Credit Suisse and was most recently a Director and Relationship Manager. He has worked extensively with prominent families on investment management, trust & estate planning; with corporate founders on selling strategies such as 10b5-1 plans; and with private equity fund managers on block trading and diversification strategies. Kai graduated from UCLA with a BA in Business Economics and is a Chartered Financial Analyst. He served on the board of FLY (Fresh Lifelines for Youth), a non-profit dedicated to serving at-risk youth. An avid golfer and runner, he currently resides with his wife and two children in Menlo Park, CA.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oceaniq Capital, LLC | San Francisco, CA | Oct 2013 - Current | 10 |
| Sf Sentry Securities, Inc. | San Francisco, CA | Oct 2013 - Jul 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2001 |
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Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management181MILLIONS
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Total Number of Accounts259ACCOUNTS
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Average Account Value$700,029
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CA, FL, TX
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