Helen Carroll (CRD# 4832733) is an Investment Advisor Representative working at Mussett Wealth Management, LLC in Rensselaer, NY and has over 19 years of experience in the finance industry. Helen Carroll has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6091481
The Ayco Company, LP
CRD# 5123632
Cetera Investment Advisers LLC
CRD# 2853423
Albanyadvisor Group LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mussett Wealth Management | Rensselaer, NY | Aug 2014 - Current | 9 |
| Berman Hopkins Retirement Solutions, LLC | Albany, NY | Jun 2012 - Jun 2014 | 2 |
| Dr Advisory Services, LLC | Albany, NY | Aug 2009 - Jun 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2005 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2005 |
- NY
-
Total Assets Under Management92MILLIONS
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Total Number of Accounts334ACCOUNTS
-
Average Account Value$275,352
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
NY
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