Charles Holt, financial advisor Reston VA
88 score

Charles Holt

CRD Number: 1943440
Current Firm: Hightower Advisors, LLC

Prior to joining PKH Private Wealth Management, Charles Holt was a Senior Vice President of Investments in the Global Wealth Management Group at Merrill Lynch, bringing over 25 years of experience to the financial services industry. He received a B.A. in Finance from Michigan State University and in 1998 completed the Merrill Lynch Financial Consultants Program at The Wharton School, University of Pennsylvania. Charles specializes in developing and implementing advanced planning and investment strategies for high-net-worth families. He concentrates on clients’ primary concerns: preservation of capital, tax minimization and lifetime cash flow needs.

He lives in Alexandria, Virginia with his wife Christina and 3 daughters; Emma, Sophie & Greta.

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Company Name Location Dates Years
Hightower Advisors, LLC Reston, VA Mar 2012 - Current 4
Bank Of America, Na Washington, DC Dec 2009 - Mar 2012 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington, DC Mar 1989 - Mar 2012 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1989
S65 NASAA Investment Advisors Law Examination Jul 1991
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Charles S. Holt
By the Numbers
  • Total Assets Under Management
    24,600
    MILLIONS
  • Total Number of Accounts
    47,650
    ACCOUNTS
  • Average Account Value
    $516,264
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Firm Disclaimer:

Securities offered through HighTower Securities, LLC, Member FINRA/SIPC/MSRB, HighTower Advisors, LLC is a SEC registered investment adviser. brokercheck.finra.org
Copyright ©2016 HighTower

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BADGES
88
Verified Page
Data verified by both the advisor and the public regulatory data.

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