Charles HoltCRD Number: 1943440
Current Firm: Hightower Advisors, LLC
Prior to joining PKH Private Wealth Management, Charles Holt was a Senior Vice President of Investments in the Global Wealth Management Group at Merrill Lynch, bringing over 25 years of experience to the financial services industry. He received a B.A. in Finance from Michigan State University and in 1998 completed the Merrill Lynch Financial Consultants Program at The Wharton School, University of Pennsylvania. Charles specializes in developing and implementing advanced planning and investment strategies for high-net-worth families. He concentrates on clients’ primary concerns: preservation of capital, tax minimization and lifetime cash flow needs.
He lives in Alexandria, Virginia with his wife Christina and 3 daughters; Emma, Sophie & Greta.
David Wealth Management, LLC
Blue Ocean Global Wealth
Palatine Advisors, Inc.
|Hightower Advisors, LLC||Reston, VA||Mar 2012 - Current||6|
|Bank Of America, Na||Washington, DC||Dec 2009 - Mar 2012||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Washington, DC||Mar 1989 - Mar 2012||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1989|
|S65||NASAA Investment Advisors Law Examination||Jul 1991|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management30,200MILLIONS
Total Number of Accounts75,926ACCOUNTS
Average Account Value$397,750
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Securities offered through HighTower Securities, LLC, Member FINRA/SIPC/MSRB, HighTower Advisors, LLC is a SEC registered investment adviser. brokercheck.finra.org
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