Sarah Walsh, financial advisor Richardson TX
96 score

Sarah Walsh

CRD Number: 3024268
Current Firm: Ameriprise Financial Services, Inc.

Sarah Walsh (CRD# 3024268) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Richardson, TX and has over 18 years of experience in the finance industry. Sarah Walsh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ameriprise Financial Services Inc. Plano, TX Jul 2012 - Current 4
Actifi, Inc. Plymouth, MN Jun 2011 - Jul 2012 1
Walsh Business Consulting, LLC Eagan, MN Jul 2007 - Jul 2012 5
Actifi, Inc. Plymouth, MN Aug 2006 - Aug 2007 1
Merrill Lynch Bloomington, MN May 1998 - Aug 2006 8
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington, MN May 1998 - Aug 2006 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1998
S65 NASAA Investment Advisors Law Examination May 2005
S66 NASAA Uniform Combined State Law Examination Sep 2012
Contact Info for Sarah A. Walsh
Phone Number: 612-671-3131
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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