Steven Brooks (CRD# 6613028) is an Investment Advisor Representative working at Schwab Wealth Advisory, Inc. in Richfield, OH and has over 7 years of experience in the finance industry.
CRD# 5310387
Lpl Financial LLC
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Schwab Private Client Investment Advisory, Inc. | Richfield, OH | May 2021 - Current | 2 |
| Charles Schwab & Company, Inc. | Richfield, OH | Feb 2016 - Current | 8 |
| Charles Schwab Bank | Lyndhurst, OH | Aug 2017 - May 2021 | 3 |
| Kohls Department Store | Boardman, OH | Nov 2015 - Jan 2016 | < 1 |
| Enterprise-rent-a-car | Boardman, OH | May 2015 - Nov 2015 | < 1 |
| Student At Westminster College | New Wilmington, PA | Aug 2014 - May 2015 | < 1 |
| Altronic Inc. | Girard, OH | May 2014 - Aug 2014 | < 1 |
| Westminster College Swim Camp | New Wilmington, PA | Jun 2014 - Jun 2014 | < 1 |
| Student At Westmister College | New Wilmington, PA | Aug 2013 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2016 |
- OH
- TX
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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