Debra PollockCRD Number: 5451795
Current Firm: Suntrust Investment Services, Inc.
Debra Pollock (CRD# 5451795) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Richmond, VA and has over 9 years of experience in the finance industry. Debra Pollock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Morse Capital Partners, LLC
Hornor, Townsend & Kent, Inc.
Financial Freedom Planners
|Suntrust Investment Services, Inc.||Atlanta, GA||Jul 2012 - Current||5|
|Suntrust Bank||Richmond, VA||Jul 2012 - Current||5|
|Ameriprise Financial||Midlothian, VA||Oct 2007 - Jun 2012||4|
|Unemployed||Glen Allen, VA||Aug 2007 - Oct 2007||< 1|
|Associated Bank||Green Bay, WI||Aug 2003 - Aug 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2008|
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV