Stephen Essington, financial advisor Rio Rancho NM
76 score

Stephen Essington

CRD Number: 6374071
Current Firm: Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis

Stephen Essington (CRD# 6374071) is an Investment Advisor Representative working at Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis in Rio Rancho, NM and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bancwest Investment Services Albuquerque, NM Jul 2014 - Current 2
Bank Of The West Rio Rancho, NM Dec 2010 - Current 6
Kmme-tv Albuquerque, NM Jul 2010 - Dec 2010 < 1
Aspex Eyewear Group Phoenix, AZ Feb 2010 - Jun 2010 < 1
Sterling Home Mortgage Phoenix, AZ Aug 2008 - Jun 2010 1
Americana Mortgage Phoenix, AZ Jan 2008 - Aug 2008 < 1
Roberts Mortgage LLC Phoenix, AZ Oct 2002 - Jan 2008 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Stephen A. Essington
Phone Number: 800-338-3919
Registered State(s):
  • AZ
  • NM
By the Numbers
  • Total Assets Under Management
    896
    MILLIONS
  • Total Number of Accounts
    5,218
    ACCOUNTS
  • Average Account Value
    $171,807
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
76

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