Nicole Lawler (CRD# 6200940) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Rising Sun, MD and has over 10 years of experience in the finance industry.
CRD# 6237585
Edward Jones
CRD# 2629855
Investment Management & Planning LLC
CRD# 5372026
Rkl Private Wealth
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Truist Investment Services, Inc. | Oxford, PA | Feb 2021 - Current | 3 |
| Truist Advisory Services, Inc. | Atlanta, GA | Feb 2021 - Current | 3 |
| Bb&t Securities, LLC | Oxford, PA | Feb 2019 - Current | 5 |
| Unemployed | Oxford, PA | Dec 2018 - Feb 2019 | < 1 |
| Symmetry Financial Group | Oxford, PA | Oct 2018 - Dec 2018 | < 1 |
| Bb&t Securities, LLC | Oxford, PA | Jan 2018 - Oct 2018 | < 1 |
| Bbtis | Oxford, PA | Jul 2016 - Oct 2018 | 2 |
| Cetera Investment Services LLC | St. Cloud, MN | May 2013 - Jul 2016 | 3 |
| National Penn Bank | Oxford, PA | Apr 2013 - Jul 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2013 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2019 |
- MD
-
Total Assets Under Management61,370MILLIONS
-
Total Number of Accounts124,201ACCOUNTS
-
Average Account Value$494,117
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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