Michael Pepin, financial advisor River Falls WI
93 score

Michael Pepin

CRD Number: 5415838
Current Firm: Securities America Advisors, Inc.

Michael Pepin (CRD# 5415838) is an Investment Advisor Representative working at Securities America Advisors, Inc. in River Falls, WI and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Advisors River Falls, WI Oct 2016 - Current 1
Securities America, Inc. River Falls, WI Oct 2016 - Current 1
First Allied Advisory Services, Inc. Chesterfield, MO Jul 2012 - Oct 2016 4
First Allied Securities, Inc. San Diego, CA Aug 2011 - Oct 2016 5
Edward Jones St. Louis, MO Sep 2007 - Aug 2011 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for Michael J. Pepin
Phone Number: 402-399-9111
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    15,610
    MILLIONS
  • Total Number of Accounts
    105,891
    ACCOUNTS
  • Average Account Value
    $147,418
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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