Michael PepinCRD Number: 5415838
Current Firm: Securities America Advisors, Inc.
Michael Pepin (CRD# 5415838) is an Investment Advisor Representative working at Securities America Advisors, Inc. in River Falls, WI and has over 10 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Thrivent Investment Management Inc.
|Securities America Advisors||River Falls, WI||Oct 2016 - Current||1|
|Securities America, Inc.||River Falls, WI||Oct 2016 - Current||1|
|First Allied Advisory Services, Inc.||Chesterfield, MO||Jul 2012 - Oct 2016||4|
|First Allied Securities, Inc.||San Diego, CA||Aug 2011 - Oct 2016||5|
|Edward Jones||St. Louis, MO||Sep 2007 - Aug 2011||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2007|
Total Assets Under Management15,610MILLIONS
Total Number of Accounts105,891ACCOUNTS
Average Account Value$147,418
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY