Michael Pepin, financial advisor River Falls WI
93 score

Michael Pepin

CRD Number: 5415838
Current Firm: First Allied Advisory Services, Inc.

Michael Pepin (CRD# 5415838) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in River Falls, WI and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
First Allied Advisory Services, Inc. Chesterfield, MO Jul 2012 - Current 4
First Allied Securities, Inc. Hastings, MN Jul 2011 - Current 5
Edward Jones St. Louis, MO Sep 2007 - Aug 2011 3
Healtheast Woodbury, MN Feb 2007 - Sep 2007 < 1
Unemployed River Falls, WI Jan 2007 - Jan 2007 < 1
Woodbury Department Of Public Safety Woodbury, MN Nov 1991 - Dec 2006 15
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for Michael J. Pepin
Phone Number: 866-378-1376
Registered State(s):
  • MN
  • WI
By the Numbers
  • Total Assets Under Management
    4,440
    MILLIONS
  • Total Number of Accounts
    26,339
    ACCOUNTS
  • Average Account Value
    $168,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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