Michael PepinCRD Number: 5415838
Current Firm: First Allied Advisory Services, Inc.
Michael Pepin (CRD# 5415838) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in River Falls, WI and has over 10 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Thrivent Investment Management Inc.
|First Allied Advisory Services, Inc.||Chesterfield, MO||Jul 2012 - Current||5|
|First Allied Securities, Inc.||Hastings, MN||Jul 2011 - Current||6|
|Edward Jones||St. Louis, MO||Sep 2007 - Aug 2011||3|
|Healtheast||Woodbury, MN||Feb 2007 - Sep 2007||< 1|
|Unemployed||River Falls, WI||Jan 2007 - Jan 2007||< 1|
|Woodbury Department Of Public Safety||Woodbury, MN||Nov 1991 - Dec 2006||15|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2007|
Total Assets Under Management4,440MILLIONS
Total Number of Accounts26,339ACCOUNTS
Average Account Value$168,585
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV