John SowardCRD Number: 4608931
Current Firm: Ameriprise Financial Services, Inc.
John Soward (CRD# 4608931) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Riverside, CA and has over 15 years of experience in the finance industry.
Financial Management Network Inc.
Centaurus Financial, Inc.
|Ameriprise Financial Services Inc.||Riverside, CA||Dec 2009 - Current||8|
|Various Insurance Carriers||Glendora, CA||Apr 2003 - Dec 2009||6|
|Mount San Antonio College||Walnut, CA||Jan 2003 - Dec 2009||6|
|John R Soward, Cpa||Glendora, CA||Jan 2003 - Dec 2009||6|
|Waddell & Reed Inc.||Pasadena, CA||Nov 2002 - Dec 2009||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2002|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV