William Baxter, financial advisor Riverside CT

William Baxter

CRD Number: 6883554
Current Firm: Baxter Investment Management

William Baxter (CRD# 6883554) is an Investment Advisor Representative working at Baxter Investment Management in Riverside, CT and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Baxter Investment Management Riverside, CT Jan 2020 - Current 2
Bank Of America, N.a. Greenwich, CT May 2018 - Dec 2019 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich, CT Nov 2017 - Dec 2019 2
Unemployed Riverside, CT May 2017 - Nov 2017 < 1
Colgate University Hamilton, NY Aug 2016 - May 2017 < 1
Colgate University Hamilton, NY Aug 2013 - May 2017 3
Octane Lending, Inc. New York, NY Jun 2016 - Aug 2016 < 1
Larchmont Yacht Club Larchmont, NY Jun 2015 - Aug 2015 < 1
Larchmont Yacht Club Larchmont, NY Jun 2014 - Aug 2014 < 1
Larchmont Yacht Club Larchmont, NY Jun 2013 - Aug 2013 < 1
Admiral Capital Management Greenwich, CT May 2013 - Jun 2013 < 1
Greenwich High School Greenwich, CT Sep 2009 - Jun 2013 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2018
Contact Info for William J. Baxter
Phone Number: 203-637-4559
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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