James TateCRD Number: 442828
Current Firm: Equitable Advisors, LLC
James Tate (CRD# 442828) is an Investment Advisor Representative working at Equitable Advisors, LLC in Riverton, WY and has over 36 years of experience in the finance industry.
State Farm Investment Management Corp.
|Equitable Advisors, LLC||New York, NY||Sep 1999 - Current||22|
|Axa Advisors, LLC||New York, NY||Sep 1999 - Jun 2020||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1985|
|S65||NASAA Investment Advisors Law Examination||Nov 2000|
Total Assets Under Management27,972MILLIONS
Total Number of Accounts70,048ACCOUNTS
Average Account Value$399,332
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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