Carrie Exley, financial advisor Rochester MN
93 score

Carrie Exley

CRD Number: 4502952
Current Firm: Wells Fargo Advisors, LLC

Carrie Exley (CRD# 4502952) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Rochester, MN and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Rochester, MN May 2014 - Current 2
Associated Investment Services, Inc. Green Bay, WI Apr 2012 - May 2014 2
Associated Bank Red Wing, MN Sep 2006 - Apr 2012 5
Transamerica Capital Inc. Denver, CO Jul 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2002
S66 NASAA Uniform Combined State Law Examination May 2012
Contact Info for Carrie J. Exley
Phone Number: 314-875-3000
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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