Diane Grube, financial advisor Rochester MN

Diane Grube

CRD Number: 6729005
Current Firm: Rbc Capital Markets, LLC

Diane Grube (CRD# 6729005) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Rochester, MN and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Rochester, MN Nov 2016 - Current 5
Crenlo Rochester, MN Mar 2015 - Nov 2016 1
Byron Middle School Byron, MN Nov 2006 - Mar 2015 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2019
Contact Info for Diane L. Grube
Phone Number: 212-858-7000
Registered State(s):
  • MN
  • TX
By the Numbers
  • Total Assets Under Management
    146,593
    MILLIONS
  • Total Number of Accounts
    350,883
    ACCOUNTS
  • Average Account Value
    $417,783
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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