Timothy Ernste, financial advisor Rochester MN

Timothy Ernste

CRD Number: 5146004
Current Firm: Rbc Capital Markets, LLC

Timothy Ernste (CRD# 5146004) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Rochester, MN and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
City National Bank Rochester, MN Nov 2022 - Current 1
Rbc Capital Markets, LLC Rochester, MN Aug 2018 - Current 5
City National Bank Rochester, MN Oct 2018 - Aug 2021 2
Raymond James Financial Services,inc Rochester, MN Jan 2015 - Aug 2018 3
Bremer Bank Rochester, MN Jan 2015 - Aug 2018 3
Raymond James Financial Services Advisors Inc. Rochester, MN Jan 2015 - Aug 2018 3
Lpl Financial LLC Charlotte, NC Feb 2013 - Jan 2015 1
Eastwood Bank Rochester, MN Feb 2013 - Jan 2015 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2006
Contact Info for Timothy G. Ernste
Phone Number: 212-858-7000
Registered State(s):
  • MN
  • TX
By the Numbers
  • Total Assets Under Management
    201,264
    MILLIONS
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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